PROPOSALS DE LEGE FERENDA RELATING TO THE REGULATION OF FINANCIAL ADVISORY

DOI: https://doi.org/10.33542/SIC2020-1-08

Autor: Andrea Slezáková

Vydavateľ: Univerzita Pavla Jozefa Šafárika v Košiciach, Právnická fakulta

Dostupné od: 24.3.2020

URL časopisu: http://sic.pravo.upjs.sk/

Abstrakt: Some participants on the financial market (in particular financial consumers) are not able to adequately assess the level of safety of the financial market entities - entrepreneurs. This is due to the low level of information, respectively due to the misunderstanding of the nature of sophisticated financial products offered by financial institutions. In order to mitigate the disproportions in the level of information available to clients and financial institutions, the state enshrines in the legislation consumer protection on the financial market, which is primarily reflected in the diapason of financial institutions' information obligations to their clients. In practice, not only information obligations, but also financial advisory should contribute to a better understanding of the financial service contract. The paper focuses on considerations and proposals de lege ferenda relating to the regulation of financial advisory.

Kľúčové slová: finančné poradenstvo, finančný poradca, Národná banka Slovenska, konanie vo veciach dohľadu, ochrana finančných spotrebiteľov

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